Alan Richard Cicora

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Wells Fargo Advisors
  Sarasota, FL
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
• 08/2019 → Present
  Morgan Stanley
  Sarasota, FL

Previous Registrations

• 2013-06-26 → 2019-08-12
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
  Lakewood Ranch, FL
  Venice, FL
• 2013-03-19 → 2013-06-12
  Lpl Financial Llc
  Sarasota, FL
  Lakewood Ranch, FL
  Tampa, FL
  Lakewood Ranch, FL
  Venice, FL
  Lakewood Ranch, FL
  Lakewood Ranch, FL
• 2011-09-07 → 2013-03-20
  Independent Financial Partners
  Lakewood Ranch, FL
• 2010-02-22 → 2011-07-19
  Strategic Advisers Llc
  Sarasota, FL
• 2009-02-12 → 2010-01-06
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
• 2007-10-09 → 2009-02-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
  Venice, FL
• 2006-11-14 → 2007-10-19
  Fifth Third Securities, Inc.
  Sarasota, FL
  Sarasota, FL
  North Port, FL
  Bradenton, FL
• 2006-05-09 → 2006-05-19
  Ameriprise Advisor Services, Inc.
  Sarasota, FL
  Sarasota, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-02
• S63 Uniform Securities Agent State Law Examination
  2000-01-21

Designations

• Certified Financial Planner

Other Names

• Alan R. Cicora
• Alan R Cicora