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1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tocqueville Securities L.P. | New York | NY | 06/2014 | 06/2018 |
| Ingalls & Snyder Llc | New York | NY | 06/2018 | Present |
| Ingalls Investment Management, Llc | New York | NY | 08/2026 | Present |
Ken Lee is a board member of Inuvo, Inc., a publicly traded company. The business is not investment related. Its main offices are located at 500 President Clinton Avenue, Suite 300, Little Rock, AR 72201. Inuvo is engaged in the business of providing online and traditional advertising, marketing, and communications services. The title of the position is Director. The start date is expected to be sometime during the second quarter of 2022. The approximate number of hours spent on the activity is expected to be less than 10 hours per month with no activities during Ingalls & Snyder's operating hours. As a board member, Mr. Lee will vote and opine on financial and investment related decisions that come before the board.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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