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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-01-26
IN RA APPROVED 2015-09-04
  • OH RA
    APPROVED
    Since 2026-01-26
  • IN RA
    APPROVED
    Since 2015-09-04

Branch Locations

10201 N. Illinois Street Suite #300, Carmel, IN 46290 • United States

Fishers, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Solomon Smith Barney New York NY 06/1988 03/2025
Yeshiva University New York NY 07/1995 03/2025
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
  • 06/1988 → 03/2025
    Solomon Smith Barney
    New York, NY
  • 07/1995 → 03/2025
    Yeshiva University
    New York, NY
  • 09/1999 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/1999 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-30
S63 Uniform Securities Agent State Law Examination 1999-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-10-30
  • S63 Uniform Securities Agent State Law Examination
    1999-06-03
Other Names
  • Piotr Cukier

View on SEC IAPD

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