Junette Sue Mccarthy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → 11/2023
  Fsc Securities Corp
  Newport Beach, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Newport Beach, CA

Previous Registrations

• 2001-09-25 → 2023-11-03
  Fsc Securities Corporation
  Santa Ana, CA
  Newport Beach, CA

Other Businesses

1. INSURANCE POSITION: Insurance Agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2005 ADDRESS: 2151 Michelson Drive, Suite 195, Irvine CA 92612, United States DESCRIPTION: Provide insurance for client needs. 2. MCCARTHY WEALTH MANAGEMENT POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2017 ADDRESS: 3300 Irvine Avenue, Suite 310, Newport Beach CA 92660, United States DESCRIPTION: Management and administration of daily operations of the firm. 3. MWM PLANNERS POSITION: Officer/Director NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2025 ADDRESS: 2151 Michelson Dr, Ste 195, Irvine, CA 92612 DESCRIPTION: Management and administration of daily operations of the form.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-28
• S63 Uniform Securities Agent State Law Examination
  1999-07-21

Designations

• Certified Financial Planner