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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-08
  • TX RA
    APPROVED
    Since 2018-06-08

Branch Locations

5500 Preston Rd, Dallas, TX 75205 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Trust Company, National Association Dallas TX 09/2014 05/2018
Deutsche Bank Securities Inc. Dallas TX 10/2014 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 06/2018 Present
Bank Of America, N.A. Dallas TX 06/2018 Present
Previous Registrations
Other Businesses

I*405100 For profit or not for profit: Entity Charitable Name of outside business organization: The Hospital of St. John of Jerusalem Investment related: No Address of business: Washington, District of Columbia 20036 Nature of business: Charitable Organization Position, title, association: Other, Start date of relationship: 5/4/2020 Hours devoted: 2 hours Monthly Hours devoted during trading hours: 2 Duties: Co-Chair Southwest Region, Supports the Hospital of St. John of Jerusalem (Opthalmic Hospital). Co Chair of Southwest Region of the US I*377610For profit or not for profit: Name of outside business organization: Communities Foundation of Texas Investment related: No Address of business: Dallas, Texas, 75225, United States Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: Advisory Council Member I*505826For profit or not for profit: Entity Charitable Name of outside business organization: The Priory in the USA of the Order of St John Investment related: No Address of business: Washington, District of Columbia, 20036 Nature of business: Charitable Organization Position, title, association: Board Member, Start date of relationship: 6/11/2021Number of hours devoted: 8 hours Yearly Number of hours devoted during trading hours: 8 Duties: One of 17 Members of the US Priory Chapter (governing board) - I will serve a 3 year term ending in 2024, and will attend 4 chapter meetings through the course of each year. The Order of St. John is a global humanitarian organization that supports an eye hospital in West Jerusalem. I*2606290, Entity Type: Entity Charitable, Name of OBA: Salvation Army of North Texas, Address: Dallas, Texas, 75247, Investment Related: N, Position, Title, Association: Director, Other, Employee State Date: 09/03/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: attend board meeting and retain community knowledge, Health and Human Services I*424146, Entity Type: Entity Charitable, Name of OBA: Dallas Symphony Organization, Address: Dallas, Texas, 75201, Investment Related: N, Position, Title, Association: Board Member, Director, Employee State Date: 05/01/2022, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: attend board meeting, attend symphony events, 501c3 arts group for the community

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01
Other Names
  • Mark Hamilton Laroe
  • Mark Laroe

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