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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-08 |
Branch Locations
5500 Preston Rd, Dallas, TX 75205 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Trust Company, National Association | Dallas | TX | 09/2014 | 05/2018 |
| Deutsche Bank Securities Inc. | Dallas | TX | 10/2014 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 06/2018 | Present |
| Bank Of America, N.A. | Dallas | TX | 06/2018 | Present |
I*405100 For profit or not for profit: Entity Charitable Name of outside business organization: The Hospital of St. John of Jerusalem Investment related: No Address of business: Washington, District of Columbia 20036 Nature of business: Charitable Organization Position, title, association: Other, Start date of relationship: 5/4/2020 Hours devoted: 2 hours Monthly Hours devoted during trading hours: 2 Duties: Co-Chair Southwest Region, Supports the Hospital of St. John of Jerusalem (Opthalmic Hospital). Co Chair of Southwest Region of the US I*377610For profit or not for profit: Name of outside business organization: Communities Foundation of Texas Investment related: No Address of business: Dallas, Texas, 75225, United States Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: Advisory Council Member I*505826For profit or not for profit: Entity Charitable Name of outside business organization: The Priory in the USA of the Order of St John Investment related: No Address of business: Washington, District of Columbia, 20036 Nature of business: Charitable Organization Position, title, association: Board Member, Start date of relationship: 6/11/2021Number of hours devoted: 8 hours Yearly Number of hours devoted during trading hours: 8 Duties: One of 17 Members of the US Priory Chapter (governing board) - I will serve a 3 year term ending in 2024, and will attend 4 chapter meetings through the course of each year. The Order of St. John is a global humanitarian organization that supports an eye hospital in West Jerusalem. I*2606290, Entity Type: Entity Charitable, Name of OBA: Salvation Army of North Texas, Address: Dallas, Texas, 75247, Investment Related: N, Position, Title, Association: Director, Other, Employee State Date: 09/03/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: attend board meeting and retain community knowledge, Health and Human Services I*424146, Entity Type: Entity Charitable, Name of OBA: Dallas Symphony Organization, Address: Dallas, Texas, 75201, Investment Related: N, Position, Title, Association: Board Member, Director, Employee State Date: 05/01/2022, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: attend board meeting, attend symphony events, 501c3 arts group for the community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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