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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-13
  • TX RA
    APPROVED
    Since 2018-08-13

Branch Locations

707 Bandera Road, San Antonio, TX 78228 • United States

11640 Bandera Rd, San Antonio,, TX 78250 • United States

8014 Bandera Rd, San Antonio, TX 78250 • United States

18143 Blanco Road, San Antonio, TX 78232 • United States

10680 Culebra Rd, San Antonio, TX 78251 • United States

5258 De Zavala Rd, San Antonio, TX 78249 • United States

150 East Main, Fredericksburg, TX 78624 • United States

22203 Ih 10, San Antonio, TX 78256 • United States

7959 Fredericksburg Rd, San Antonio, TX 78229 • United States

7559 Nw Loop 410, San Antonio, TX 78245 • United States

10810 Potranco Rd, San Antonio, TX 78251 • United States

2130 S.W. Military Dr, San Antonio, TX 78224 • United States

12503 Nw Military Hwy, San Antonio, TX 78231 • United States

4011 San Pedro, Floor 02, San Antonio, TX 78212 • United States

11983 Alamo Ranch Pkwy, San Antonio, TX 78253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Insurance Salt Lake City UT 01/2015 04/2018
J.P. Morgan Securities Llc San Antonio TX 07/2018 Present
Jp Morgan Chase Bank, N.A. San Antonio TX 07/2018 08/2025
Wells Fargo Clearing Services, Llc Salt Lake City UT 06/2012 10/2017
Previous Registrations
  • 2011-01-03 → 2017-10-31
    Charlotte, NC
    Lynnwood, WA
    Seattle, WA
    Seattle, WA
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2004-12-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Ogden, UT
    Lynnwood, WA
    Salt Lake City, UT
    Seattle, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-29
S65 Uniform Investment Adviser Law Examination 1998-09-09
S63 Uniform Securities Agent State Law Examination 1998-08-31
  • S66 Uniform Combined State Law Examination
    2004-11-29
  • S65 Uniform Investment Adviser Law Examination
    1998-09-09
  • S63 Uniform Securities Agent State Law Examination
    1998-08-31
Other Names
  • David Joseph Griffiths
  • David Joseph Griffiths

View on SEC IAPD

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