Jay M Vagnini

Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 07/2022
  Morgan Stanley Smith Barney Llc
  Boston, MA
• 03/2015 → 07/2022
  Morgan Stanley Private Bank, N.A.
  Boston, MA
• 07/2022 → 02/2025
  Td Bank N.A.
  Plymouth, MA
• 07/2022 → 02/2025
  Td Private Client Wealth Llc
  Plymouth, MA
• 01/2025 → Present
  First Citizens Investor Services
  Raleigh, NC
• 01/2025 → Present
  First Citizens Bank
  Boston, MA

Previous Registrations

• 2022-08-30 → 2025-02-12
  Td Private Client Wealth Llc
  Boston, MA
  Springfield, MA
  Plymouth, MA
  Hartford, CT
• 2015-06-03 → 2022-08-03
  Morgan Stanley
  Wellesley, MA
  Essex, CT
  Hartford, CT
  Madison, CT
  Mystic, CT
  New London, CT
  Newport, RI
  Providence, RI
  Springfield, MA
  Waltham, MA
  West Hartford, CT
  Worcester, MA
  Westborough, MA
  Boston, MA
  Boston, MA
  Hyannis, MA
  Middleton, MA
  Boston, MA
  Newport, RI
  Boston, MA
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2022-08-10
• S63 Uniform Securities Agent State Law Examination
  2005-11-22

Other Names

• Jay M Vagnini
• Jay Michael Vagnini
• Jay M Vagnini
• Jay Vagnini