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Richard Donald Johnson

Ned Davis Research, Inc.

Sarasota, FL

CRD 3084370

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Employer firm

Ned Davis Research, Inc. CRD 112260

$2.22M regulatory AUM 1,577 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Pension consulting
  • Periodicals / newsletters
  • Security ratings or pricing
  • Market timing
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ned Davis Research, Inc.

3665 Bee Ridge Road Suite 306, Sarasota, FL 34233 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-08-28
  • FL RA
    APPROVED
    Since 2012-08-28

Branch Locations

3665 Bee Ridge Road Suite 306, Sarasota, FL 34233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ned Davis Research, Inc. Venice FL 10/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-16
S63 Uniform Securities Agent State Law Examination 1998-08-12
  • S65 Uniform Investment Adviser Law Examination
    2012-08-16
  • S63 Uniform Securities Agent State Law Examination
    1998-08-12
Other Names
  • Trey Johnson

View on SEC IAPD

Nearby Firms

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Nearby Investors

ANGELA ROBIN HILLIARD DYCHES
Kevin St John
Thomas Donald Anderson

Nearby Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL

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