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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2015-12-01 |
| CT | RA | APPROVED | 2005-10-05 |
Branch Locations
800 Westchester Ave Ste 508, Rye Brook, NY 10573 • United States
Wilton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rye Brook | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Board of Directors; WARF; member; po box 504, , wilton, CT, 6897; Not Investment-Related; 02/15/2023; 1 to 9 hours per month; 0 during trading hours / Wilton Lacrosse Association; Board Member; po box 56, , wilton, CT, 6897; Not Investment-Related; 02/15/2023; 1 to 9 hours per month; 0 during trading hours / Wilton High School Football Grid Iron Club; Board Member; 43 McFadden Drive, , Wilton, CT, 06897; ; 05/15/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Etsy; My son who is 17 would like to sell shirts and other items he designs on Etsy and similar websites but he is only 17 so cannot use his social security number. I was going to let him use mine. ; 308 Mountain Rd, , Wilton, CT, 06897; Not Investment-Related; 05/15/2023; 0 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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