Barbara Ann Erickson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Palo Alto, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Palo Alto, CA

Previous Registrations

• 2009-05-28 → 2011-01-03
  Wells Fargo Investments, Llc
  Palo Alto, CA
• 2004-09-22 → 2009-03-06
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, MENLO PARK CA, 100% OWNERSHIP, START 8/1/2011, 0 HOURS PER MONTH. GRACE LUTHERAN CHURCH ENDOWMENT, INV RELATED, PALO ALTO, CA, INVESTMENT COMMITTEE MEMBER, START 11/1/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS REVIEW THE INVESTMENT FUND RESULTS, GRANT REQUESTS, EXPLAINING FINANCES OF THE ORGANIZATION.;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-21
• S63 Uniform Securities Agent State Law Examination
  2001-10-31

Other Names

• Barbara Ann Erickson-Kelly
• Barbara Ann Erickson-Kelly