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Nicholas A Mcglynn

J.P. Morgan Securities LLC

Chicago, IL

Wilmington, DE

Bear, DE

CRD 3083933

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-08-28
OH RA APPROVED 2022-01-28
NY RA APPROVED 2021-05-03
TX RA APPROVED 2016-11-15
  • DE RA
    APPROVED
    Since 2024-08-28
  • OH RA
    APPROVED
    Since 2022-01-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2016-11-15

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

300 N King St, Floor 02, Wilmington, DE 19801 • United States

Bear, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services, Inc. Irvine CA 03/2004 Present
J.P. Morgan Securities Llc San Antonio TX 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-12
S63 Uniform Securities Agent State Law Examination 2004-10-09
  • S66 Uniform Combined State Law Examination
    2016-11-12
  • S63 Uniform Securities Agent State Law Examination
    2004-10-09
Other Names
  • Nicholas Anthony Mcglynn

View on SEC IAPD

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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