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Christopher Thomas Grubb

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
  • SC RA
    APPROVED
    Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uvest Investment Services Charlotte NC 02/1998 Present
Lpl Financial Charlotte NC 01/2008 Present
  • 02/1998 → Present
    Uvest Investment Services
    Charlotte, NC
  • 01/2008 → Present
    Lpl Financial
    Charlotte, NC
Previous Registrations
  • 2004-05-07 → 2012-02-06
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-08
S63 Uniform Securities Agent State Law Examination 2000-01-12
S65 Uniform Investment Adviser Law Examination 1999-11-30
  • S66 Uniform Combined State Law Examination
    2004-06-08
  • S63 Uniform Securities Agent State Law Examination
    2000-01-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-30
Other Names
  • Chris Grubb

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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