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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-06-22 |
| TX | RA | APPROVED_RES | 2014-02-12 |
| DC | RA | APPROVED | 2009-06-01 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
Bethesda, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Washington | DC | 02/2006 | Present |
| Morgan Stanley Smith Barney | Washington | DC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Self-published book; Investment related-No; The subject material is personal in nature; Author(proprietor, partner, officer, director, employee, trustee, agent); Dec 2017; During business hours: 0; After business hours: 0; It is anticipated that the final book would be available for sale. 2.Argentine tango hobby; Investment related: No; dancer(proprietor, partner, officer, director, employee, trustee, agent); Jan 2019;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-13 |
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