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Ae Wealth Management, LLC CRD 282580
$49.8B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tucker Asset Management Llc | Littleton | CO | 09/2023 | 05/2025 |
| First Financial Guarantee | Annapolis | MD | 01/2009 | 06/2024 |
| Ae Wealth Management, Llc | Topeka | KS | 05/2025 | Present |
| Bayview Advisors | Annapolis | MD | 01/2009 | Present |
Bayview Advisors; Yes Investment Related; 1204 Britania Ln Annapolis, MD 21403; Insurance and Annuity Sales; President; 01/2009; Approx. 40hr/Mo; Approx. 30hrs/Mo during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-05 |
| S66 | Uniform Combined State Law Examination | 2001-08-13 |
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