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Michael John Halloran

Janney Montgomery Scott LLC

Pittsburgh, PA

CRD 3083258

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-05-30
  • PA RA
    APPROVED
    Since 2012-05-30

Branch Locations

One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Pittsburgh PA 05/2012 Present
Previous Registrations
  • 2010-03-02 → 2012-05-29
    Bpu Investment Management Inc.
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

POINT PARK UNIVERSITY 201 WOOD STREET PITTSBURGH, PA 15222 ADJUNCT FINANCE & QUANTITATIVE METHODS PROFESSOR FOR POINT PARK UNIVERSITY'S MBA PROGRAM. NOT INVESTMENT RELATED. START DATE: 10/2009; WAS PRIMARY EMPLOYMENT UNTIL START DATE AT BPU INVESTMENTS IN JAN 2011. 10-15 HOURS PER WEEK DURING THE SCHOOL SEMESTER, NOT DURING MARKET HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-27
  • S63 Uniform Securities Agent State Law Examination
    1998-08-27
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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