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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED_RES | 2020-01-08 |
| GA | RA | APPROVED | 2004-06-15 |
Branch Locations
3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 07/2001 | Present |
1) WELL ARMED; 4634 Fitzpatrick Way, Norcross, GA 30092; Jewelry; Owner; 2/1/2013; Business hours per month: 2 /// 2) TVS DESIGN; 1230 Peachtree St NE, Suite 2700, Atlanta, GA 30309; Architecture; Member of Board of directors; Member of the board; 1/15/2018; Business hours per month: Yes /// 3) SUMwater; ADDRESS: 1901 6th Avenue N, Suite1700 birmingham, AL35203 US; POSITION: Board member; DUTIES: It's in the beginning stages so really just reviewing financials and giving advice; START DATE: 2/1/2021 /// 4) NAME OF OTHER BUSINESS: Buckhead Yard Greetings / INVESTMENT RELATED?: Yes / ADDRESS: Peachtree Corners, Georgia / NATURE OF THE BUSINESS: It's a business that puts signs in peoples yards. / POSITION: Owner / DUTIES: my husband and I will own it together. people will request signs and my husband will be running it. / START DATE: 9-2-2022 / HOURS DEVOTED TO BUSINESS: NA /// 5) LRW/Investment Related: Yes/Address: Peachtree Corners, Georgia, United States/Nature of Business: Holding account for Celebration Yard Greeting/Position: Proprietor / owner/Duties: Owner/Start Date : 9/1/2022. /// 6) EPI; Westlake, OH 44145; Partnership; Financial (Consumer & Investment Services); exit planning institute; member and president of atlanta chapter; organize meetings; Start date: 5/3/2024 7) Nashville Deck Solutions, Franklin TNUnited States-37064, Company, deck business, building decks, Proprietor / owner, Own the business, start date-1/1/2025 8) Atlanta Athletic Club, Country Club, Advisor or advisory group member if advice given may influence an officer/board, I have been asked to serve on the finance committee, start date-4/1/2018, Johns Creek GA United States-30097. 9) 1093 village looprental property, Partner, renting property, start date-4/12/2022, Greensboro GAUnited States 30642. 10) Top Rail Fence - Homefront Brands, building fences, Proprietor / owner, Own the business. make decisions for it, start date-3/10/2023, HuntersvilleNC United States-28078. 11) CCLR, Holding account for Top Rail (already approved through EIA), Proprietor / owner, Owner, start date-3/20/2023, Ormond BeachFloridaUnited States32174
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-14 |
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