Karrie Burnham Southall

Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 10/2016
  Riverfront Investment Group, Llc
  Richmond, VA
• 05/2010 → 05/2026
  Alps Distributors, Inc.
  Richmond, VA
• 10/2016 → 05/2017
  Riverfront Investment Group, Llc
  Richmond, VA
• 05/2017 → 03/2020
  Riverfront Investment Group, Llc
  Richmond, VA
• 03/2020 → Present
  Riverfront Investment Group, Llc
  Richmond, VA

Previous Registrations

• 2000-11-14 → 2008-06-10
  Wells Fargo Clearing Services, Llc
  Richmond, VA
  Richmond, VA

Other Businesses

1. Connor's Heroes Board of Directors; Not Investment-Related; 1840 W. Broad Street, Suite 300, Richmond, VA 23220; Non-Profit; Board Member; 08/01/2021; 2 HRS/MON; None During Trading Hours. 2. Gamma Investing, LLC; Investment-Related; 1172 Dover Lane Foster City, CA 94404; RIA; Board Member; 01/13/2022; 4 HRS/MON; 2 HRS/MON During Trading Hours; RIA Provides Direct Indexing Solutions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-25
• S63 Uniform Securities Agent State Law Examination
  1999-04-26

Other Names

• Karrie Aleta Burnham
• Karrie Burnham Southall
• Karrie Aleta Southall