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George Michael Baughman

Modera Wealth Management, LLC

Westwood, NJ

Tryon, NC

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Current Employers
Modera Wealth Management, Llc

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-28
  • NC RA
    APPROVED
    Since 2026-04-28

Branch Locations

56 Jefferson Avenue, Westwood, NJ 07675 • United States

22 Depot Street, Tryon, NC 28782 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parsec Financial Management Inc. Tryon NC 04/2016 04/2023
Modera Wealth Management, Llc Westwood NJ 04/2023 12/2023
Modera Wealth Management, Llc Westwood NJ 12/2023 10/2024
Modera Wealth Management, Llc Westwood NJ 04/2026 Present
Holistiplan College Station TX 10/2024 02/2026
Previous Registrations
  • 2023-04-26 → 2024-10-14
    Modera Wealth Management, Llc
    Westwood, NJ
    Tryon, NC
  • 2016-04-01 → 2023-04-27
    Parsec Financial
    Tryon, NC
    Asheville, NC
  • 2014-01-10 → 2016-05-02
    Millard & Company, Inc.
    Tryon, NC
  • 2010-03-15 → 2014-01-15
    Abacus Planning Group, Inc.
    Columbia, SC
  • 2007-07-20 → 2007-10-03
    First Horizon Advisors, Inc.
    Mclean, VA
  • 2005-01-05 → 2006-03-07
    Bb&T Asset Management, Inc.
    Fairfax, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-28
S63 Uniform Securities Agent State Law Examination 2001-04-09
  • S66 Uniform Combined State Law Examination
    2004-12-28
  • S63 Uniform Securities Agent State Law Examination
    2001-04-09
Designations
Other Names
  • Michael Baughman

View on SEC IAPD

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Other Offices

EDWARD JONES · WESTWOOD, NJ
J.P. MORGAN SECURITIES LLC · WESTWOOD, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Westwood, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · WESTWOOD, NJ
LPL ENTERPRISE, LLC · EMERSON, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILLSDALE, NJ
TD PRIVATE CLIENT WEALTH LLC · Hillsdale, NJ
PNC WEALTH MANAGEMENT LLC · EMERSON, NJ

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