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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 07/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Tampa | FL | 06/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2016 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. THOMAS J GOES & ASSOCIATES, INC., 100% OWNER, 1000 LEGION PL, STE 1400, ORLANDO, FLORIDA 32801, INCORPATION OF NETWORK OFFICE OF NORTHWESTERN MUTUAL, START DATE 1/1/15, 80+ HRS/MONTH, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-16 |
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