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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| NC | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
8383 Preston Center Plaza Suite 400, Dallas, TX 75225 • United States
Mckinney, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Dallas | TX | 02/1999 | 02/2020 |
| E*Trade Capital Management Llc | Dallas | TX | 06/2011 | 02/2020 |
| E*Trade Securities Llc | Dallas | TX | 02/2020 | 09/2023 |
| E*Trade Capital Management Llc | Dallas | TX | 02/2020 | 09/2023 |
| Morgan Stanley | Dallas | TX | 01/2023 | 09/2023 |
| Morgan Stanley | Dallas | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-24 |
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