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Current Employers
Wellspring Planning Group Llc

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-06-28
  • GA RA
    APPROVED
    Since 2016-06-28

Branch Locations

200 Mansell Court East Suite 430, Roswell, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellspring Associates Roswell GA 01/1996 Present
Twg Wellspring Llc Roswell GA 05/2009 Present
The Leaders Group, Inc. Littleton CO 04/2016 06/2020
Wellspring Planning Group, Llc Roswell GA 06/2016 Present
Hightower Securities Llc Atlanta GA 07/2020 Present
  • 01/1996 → Present
    Wellspring Associates
    Roswell, GA
  • 05/2009 → Present
    Twg Wellspring Llc
    Roswell, GA
  • 04/2016 → 06/2020
    The Leaders Group, Inc.
    Littleton, CO
  • 06/2016 → Present
    Roswell, GA
  • 07/2020 → Present
    Hightower Securities Llc
    Atlanta, GA
Previous Registrations
Other Businesses

1.) WELLSPRING PLANNING GROUP LLC - 6/17/2016 - 200 Mansell Court East, Suite 430, Roswell, GA 30076 - Investment Adviser Representative, financial planning, registered investment adviser, Invt Rel, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) WELLSPRING ASSOCIATES - 5/1/2009 - 200 Mansell Court East, Suite 430 - Partner, financial planning and life insurance sales, Not Invt Rel, 40 hrs/mo; 40 hrs/mo (during trading hours). 3a.) JBSGBJ HOLDINGS, LLC - 03/20/2020 - 200 Mansell Court East, Suite 430, Roswell, GA., - OTHER - HOLDING COMPANY OF TWG WELLSPRING LLC - MEMBER - TIME SPENT LESS THAN 5% 3b.) TWG Wellspring LLC formerly The Wellspring Group - 1/15/1996 - Partner, holding company, Not Invt Rel, less than 5% of time. 4.) Hightower Securities - 7/2020 - 2200 Century Parkway, Suite 750 - Registered Representative, variable life insurance sales, less than 5% of time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-08
S63 Uniform Securities Agent State Law Examination 1998-07-22
  • S65 Uniform Investment Adviser Law Examination
    2001-05-08
  • S63 Uniform Securities Agent State Law Examination
    1998-07-22

View on SEC IAPD

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