Best Investors Account Sign in
Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-28
SC RA APPROVED 2024-10-09
NJ RA APPROVED 2024-10-03
  • TX RA
    APPROVED_RES
    Since 2024-11-28
  • SC RA
    APPROVED
    Since 2024-10-09
  • NJ RA
    APPROVED
    Since 2024-10-03

Branch Locations

Wayne, NJ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities,Llc Wayne NJ 11/1999 08/2020
The Prudential Insurance Company Of America Wayne NJ 11/1999 08/2020
Prudential Insurance Company Of America Wayne NJ 08/2020 09/2024
Lpl Enterprise Llc Fort Mill SC 09/2024 Present
  • 11/1999 → 08/2020
    Pruco Securities,Llc
    Wayne, NJ
  • 11/1999 → 08/2020
    The Prudential Insurance Company Of America
    Wayne, NJ
  • 08/2020 → 09/2024
    Prudential Insurance Company Of America
    Wayne, NJ
  • 09/2024 → Present
    Fort Mill, SC
Previous Registrations
  • 2002-06-21 → 2024-09-30
    East Hanover, NJ
    East Hanover, NJ
    Warrington, PA
    Wayne, NJ
    East Hanover, NJ
    East Hanover, NJ
    East Hanover, NJ
    Warrington, PA
    Warrington, PA
    Wayne, NJ
Other Businesses

1.01/23/2025; Michele Cahayla; Non-Variable Insurance/Insurance Agency; Investment Related; at Reported Business Location(s); Start Date 09/30/1999; 0hrs/mth; 0hrs during trading 2.03/28/2025; N/A Non-Variable Insurance; Non-Variable Insurance/Insurance Agency; Investment Related; at Reported Business Location(s); Start Date 03/28/2025; 160hrs/mth; 160hrs during trading 3.04/30/2025; Sampson Associates LLC; Real Estate Rental; Investment Related; Wayne,NJ; Start Date 02/01/2008; 0hrs/mth; 0hrs during trading 4.04/30/2025; Chestnut Street Associates LLC; Real Estate Rental; Investment Related; Wayne,NJ; Start Date 02/01/2008; 0hrs/mth; 0hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-08-17
S65 Uniform Investment Adviser Law Examination 2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    2005-08-17
  • S65 Uniform Investment Adviser Law Examination
    2002-07-01
Other Names
  • Michele Ann Cahayla

View on SEC IAPD

More in Wayne, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor