Best Investors
Account
Sign in
LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| SC | RA | APPROVED | 2024-10-09 |
| NJ | RA | APPROVED | 2024-10-03 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Wayne | NJ | 11/1999 | 08/2020 |
| The Prudential Insurance Company Of America | Wayne | NJ | 11/1999 | 08/2020 |
| Prudential Insurance Company Of America | Wayne | NJ | 08/2020 | 09/2024 |
| Lpl Enterprise Llc | Fort Mill | SC | 09/2024 | Present |
1.01/23/2025; Michele Cahayla; Non-Variable Insurance/Insurance Agency; Investment Related; at Reported Business Location(s); Start Date 09/30/1999; 0hrs/mth; 0hrs during trading 2.03/28/2025; N/A Non-Variable Insurance; Non-Variable Insurance/Insurance Agency; Investment Related; at Reported Business Location(s); Start Date 03/28/2025; 160hrs/mth; 160hrs during trading 3.04/30/2025; Sampson Associates LLC; Real Estate Rental; Investment Related; Wayne,NJ; Start Date 02/01/2008; 0hrs/mth; 0hrs during trading 4.04/30/2025; Chestnut Street Associates LLC; Real Estate Rental; Investment Related; Wayne,NJ; Start Date 02/01/2008; 0hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 2002-07-01 |
Reach out to this advisor