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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-01
  • TX RA
    APPROVED
    Since 2023-06-01

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Boston MA 02/2021 Present
Jpmorgan Securities Llc Boston MA 02/2021 Present
Rockland Trust Company Rockland MA 04/2013 02/2021
  • 02/2021 → Present
    Jpmorgan Chase Bank Na
    Boston, MA
  • 02/2021 → Present
    Jpmorgan Securities Llc
    Boston, MA
  • 04/2013 → 02/2021
    Rockland Trust Company
    Rockland, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-01
S63 Uniform Securities Agent State Law Examination 2021-04-05
  • S65 Uniform Investment Adviser Law Examination
    2023-06-01
  • S63 Uniform Securities Agent State Law Examination
    2021-04-05
Other Names
  • Matthew Michael Roddy

View on SEC IAPD

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