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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-22
KS RA APPROVED 2026-04-21
  • TX RA
    APPROVED_RES
    Since 2026-04-22
  • KS RA
    APPROVED
    Since 2026-04-21

Branch Locations

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nations Financial Group, Inc. Lawrence KS 09/2010 04/2026
Fifteen: 22 Financial Partners Lawrence KS 09/2010 Present
Lpl Financial, Llc Lawrence KS 04/2026 Present
Previous Registrations
Other Businesses

1. 4/2026 - Providence LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - Lawrence KS 66049 - OBA Start date: 01/01/2013 2. 4/2026 - USD 497 - Coach/ Sports/ Fitness - Not INV REL - 15 Hour(s)/Month - 1 Hour(s) During Trading - Lawrence KS 66044 - OBA Start date: 11/09/2020 3. 4/2026 - Douglas County, KS Republican Party - Politics/ Government - Not INV REL - 5 Hour(s)/Month - 1 Hour(s) During Trading - Lawrence KS 66049 - OBA Start date: 11/16/2022 4. 4/2026 - Fifteen:22 Financial Partners - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 4/21/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-02
S63 Uniform Securities Agent State Law Examination 1999-05-10
  • S66 Uniform Combined State Law Examination
    2010-10-02
  • S63 Uniform Securities Agent State Law Examination
    1999-05-10

View on SEC IAPD

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