Lauren Matthiesen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-02-12
TX	RA	APPROVED	2024-02-12

CT RA
APPROVED

Since 2024-02-12
TX RA
APPROVED

Since 2024-02-12

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Greenwich	CT	05/2001	Present
Jpmorgan Chase Bank Na	Greenwich	CT	11/2016	Present

05/2001 → Present

Jpmorgan Securities Llc

Greenwich, CT
11/2016 → Present

Jpmorgan Chase Bank Na

Greenwich, CT

Other Businesses

Entity Name: Nelson Brothers BYU Apartments LLC Investment related: Yes Address: Nelson Brothers Professional Real Estate 16B Journey Aliso Viejo, CA 92656 Attn: Tanya Muro Nature of the other business: This LLC is an investment in student apartments at BYU in Provo Utah Position/Title/Relationship: Partial Owner (ownership of 5% or more of the voting control of the business) Start Date: 21 Jan 2014 Approximate # of hours a month: 0 Approximate # of hours during securities hours: 0 Briefly describe your duties: Investor.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-12
S63	Uniform Securities Agent State Law Examination	1998-10-09

S65 Uniform Investment Adviser Law Examination

2024-02-12
S63 Uniform Securities Agent State Law Examination

1998-10-09

View on SEC IAPD