Franklin Leonard Rayne

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2022-03-14

DE RA
APPROVED

Since 2022-03-14

Branch Locations

509 West Stein Highway, Seaford, DE 19973 • United States

673 North Dupont Highway, Milford, DE 19963 • United States

22205 Dupont Blvd, Georgetown, DE 19947 • United States

28529 Dupont Blvd, Milsboro, DE 19966-0666 • United States

22920 Sussex Highway, Seaford, DE 19973 • United States

Frankford, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Seaford	DE	05/2021	06/2021
M&T Bank	Seaford	DE	08/2016	Present
Lpl Financial Llc	Seaford	DE	09/2021	Present

05/2021 → 06/2021

M&T Securities

Seaford, DE
08/2016 → Present

M&T Bank

Seaford, DE
09/2021 → Present

Lpl Financial Llc

Seaford, DE

Previous Registrations

2008-03-03 → 2009-09-30

First Allied Securities, Inc.

Salisbury, MD

Salisbury, MD
2006-03-28 → 2006-09-25

Valic Financial Advisors, Inc.

Pompano Beach, FL

Other Businesses

1) 9/2021- Franklin Rayne- Notary- Inv. related- Seaford, DE- start date 9/2021 2) 08/10/2022- Wilmington Advisors at M&T- Investment Related- At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date- 04/04/2022- 200 Hours Per Month/ 130 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-11
S65	Uniform Investment Adviser Law Examination	2006-03-25
S63	Uniform Securities Agent State Law Examination	2004-09-16

S66 Uniform Combined State Law Examination

2022-03-11
S65 Uniform Investment Adviser Law Examination

2006-03-25
S63 Uniform Securities Agent State Law Examination

2004-09-16

Other Names

Frank Rayne

View on SEC IAPD