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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-20 |
| NC | RA | APPROVED | 2014-03-13 |
Branch Locations
2115 Rexford Rd, Ste 430, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Charlotte | NC | 12/2013 | Present |
(1)Name of Business: Hemphill Address: 4005 jaeger ln , charlotte , NC, 28211, United States Activity Type: Control Person Position/Title: Trustee (Named Only), Other (Named Only) Investment Related: Yes Start Date: 10/28/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. trustee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-21 |
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