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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-10-03 |
| PA | RA | APPROVED | 2023-10-03 |
| TX | RA | APPROVED | 2023-10-03 |
Branch Locations
220 St. Charles Way, Ste 100, York, PA 17402 • United States
Millsbor, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markeets, Llc | York | PA | 04/2012 | Present |
| Lpl Financial Llc | York | PA | 10/2023 | Present |
1) 06/2023 - Sides Wealth Advisory Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 200 Hrs per month - 75% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-03 |
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