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Everett Neil Gilliss

Canal Capital Management, LLC

Richmond, VA

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Current Employers
Canal Capital Management, Llc

9 South 5Th Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-16
VA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-11-16
  • VA RA
    APPROVED
    Since 2012-10-01

Branch Locations

9 South 5Th Street, Richmond, VA 23219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canal Capital Management, Llc Richmond VA 03/2011 Present
Canal Capital Management, Llc Richmond VA 08/2012 Present
Haxall Point Partners, Llc Richmond VA 08/2013 Present
Haxall Point Ii, Gp Llc Richmond VA 05/2016 Present
Hp Mh I Gp, Llc Richmond VA 08/2018 Present
Haxall Institutional Partners Ii Richmond VA 08/2020 Present
Haxall Institutional Partners I Richmond VA 06/2020 Present
Ccm Insurance, Llc Richmond VA 08/2020 Present
Haxall Point Iii Gp, Llc Richmond VA 10/2021 Present
  • 03/2011 → Present
    Richmond, VA
  • 08/2012 → Present
    Richmond, VA
  • 08/2013 → Present
    Haxall Point Partners, Llc
    Richmond, VA
  • 05/2016 → Present
    Haxall Point Ii, Gp Llc
    Richmond, VA
  • 08/2018 → Present
    Hp Mh I Gp, Llc
    Richmond, VA
  • 08/2020 → Present
    Haxall Institutional Partners Ii
    Richmond, VA
  • 06/2020 → Present
    Haxall Institutional Partners I
    Richmond, VA
  • 08/2020 → Present
    Ccm Insurance, Llc
    Richmond, VA
  • 10/2021 → Present
    Haxall Point Iii Gp, Llc
    Richmond, VA
Previous Registrations
  • 2006-12-01 → 2012-09-28
    Richmond, VA
    Richmond, VA
  • 2002-08-05 → 2006-12-04
    Osaic Fa, Inc.
    Richmond, VA
    Vienna, VA
    Richmond, VA
Other Businesses

1. CANAL CAPITAL MANAGEMENT, LLC - SOLE MEMBER OF OPERATING COMPANY FOR SECURITIES AND INSURANCE BUSINESS,INVESTMENT RELATED. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 3. HAXALL POINT PARTNERS, LLC; MANAGING MEMBER; INVESTMENT RELATED 4. HAXALL POINT II, GP LLC; MANAGING MEMBER; INVESTMENT RELATED 5. HP MH I GP, LLC; INVESTMENT RELATED; MANAGING MEMBER 6. HAXALL POINT MANUFACTURED HOUSING OPPORTUNITIES FUND I, INVESTMENT RELATED; MANAGING MEMBER 7. HAXALL INSTITUTIONAL PARTNERS I, LLC, INVESTMENT RELATED; MANAGING MEMBER 8. 5TH STREET HOLDINGS, LLC, NON-INVESTMENT RELATED, MANGING MEMBER, ENTITY OWNS CANAL CAPITAL BUILDING 9. HAXALL POINT III GP, LLC MANGING MEMBER 10. Manager; CANAL TUCKAHOE HOLDINGS SPV, LLC; investment related: Yes; Location of the business: 9 South 5th Street Richmond VA 23219 US; Description of the business: Canal Tuckahoe Holdings SPV, LLC, a Delaware limited liability company (the "Company"), has been formed to make an equity investment (the "Investment") in Tuckahoe Holdings, LLC, a Delaware limited liability company ("Tuckahoe Holdings"). CCM TH Manager, LLC, a Virginia limited liability company (the "Manager") is the manager of the Company and will administer the overall business and affairs of the Company. Canal Capital Management, LLC, a Virginia limited liability company (the "Investment Manager") will serve as investment adviser to the Company.; Responsibilities Duties: Investment Manager will be responsible for the management, operation and control of the investment activities of the Company, to the extent provided in the Operating Agreement and Management Agreement and permitted by law. In carrying out its investment management services to the Company, the Investment Manager's primary functions will be to provide ongoing advice on the Investment to the Company.; Start date with business: 2023-08-24; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-01
S63 Uniform Securities Agent State Law Examination 2002-03-13
  • S65 Uniform Investment Adviser Law Examination
    2002-08-01
  • S63 Uniform Securities Agent State Law Examination
    2002-03-13
Designations

View on SEC IAPD

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