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Sanders Morris LLC CRD 20580
$576M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Travis Suite 5900, Houston, TX 77002-3003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Inc. | Houston | TX | 01/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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