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Reynaldo Santos Deguzman

Cetera Investment Advisers LLC

Camas, WA

CRD 3080975

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
WA RA APPROVED 2017-11-22
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • WA RA
    APPROVED
    Since 2017-11-22

Branch Locations

Camas, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 01/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2008 Present
Acn, Inc Concord NC 09/2012 Present
  • 01/2008 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2008 → Present
    Schaumburg, IL
  • 09/2012 → Present
    Acn, Inc
    Concord, NC
Previous Registrations
  • 2006-06-02 → 2007-12-31
    Ic Advisory Services, Inc.
    Bridgewater, NJ
  • 2004-08-16 → 2006-06-02
    The Investment Center, Inc.
    Mission Hills, CA
  • 1999-01-11 → 2004-07-01
    Clarmont, CA
Other Businesses

1). GOLDEN EAGLE LIONS CLUB. CIVIC ORGANIZATION. BOARD MEMBER. HELP ORGANIZE & IMPLEMENT PROJECTS. DEVOTE LESS THAN 5 HOURS PER MONTH.NO COMPENSATION RECIEVED. ESTABLISHED CONNECTION 2004: 2)GREAT AMERICAN HOMES AND LOANS: SELL REAL ESTATE. INDEPENDANT CONTRACTOR. TIME DEVOTED VARIES TO NEED. NO COMPENSATION YET JUST ESTABLISHED CONNECTION 10/2010: 3) ACN, INC; CONCORD, NC; INDEPENDENT BUSINESS OWNER; DIRECT SELLER OF TELECOM AND ESSENTIAL SERVICES; MARKETING OF ESSENTIAL SERVICES AND TRAINING OF NEW INDEPENDENT BUSINESS OWNERS; 10HRS/MTH:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-05
S63 Uniform Securities Agent State Law Examination 1998-07-21
  • S65 Uniform Investment Adviser Law Examination
    1998-10-05
  • S63 Uniform Securities Agent State Law Examination
    1998-07-21

View on SEC IAPD

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