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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| WA | RA | APPROVED | 2017-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2008 | Present |
| Acn, Inc | Concord | NC | 09/2012 | Present |
1). GOLDEN EAGLE LIONS CLUB. CIVIC ORGANIZATION. BOARD MEMBER. HELP ORGANIZE & IMPLEMENT PROJECTS. DEVOTE LESS THAN 5 HOURS PER MONTH.NO COMPENSATION RECIEVED. ESTABLISHED CONNECTION 2004: 2)GREAT AMERICAN HOMES AND LOANS: SELL REAL ESTATE. INDEPENDANT CONTRACTOR. TIME DEVOTED VARIES TO NEED. NO COMPENSATION YET JUST ESTABLISHED CONNECTION 10/2010: 3) ACN, INC; CONCORD, NC; INDEPENDENT BUSINESS OWNER; DIRECT SELLER OF TELECOM AND ESSENTIAL SERVICES; MARKETING OF ESSENTIAL SERVICES AND TRAINING OF NEW INDEPENDENT BUSINESS OWNERS; 10HRS/MTH:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-21 |
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