Ernest Allan Tannis

Current Employers

Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-12-21

GA RA
APPROVED

Since 2021-12-21

Branch Locations

Milton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Optimus Real Estate Brokers	Marietta	GA	08/2016	09/2016
Autobizbrokers, Inc.	Woodstock	GA	10/2016	02/2017
Ifs Securities	Atlanta	GA	04/2017	08/2019
Cabot Lodge Securities, Llc	Atlanta	GA	08/2019	12/2019
Nms Capital Advisors, Llc	Beverly Hills	CA	12/2019	08/2020
Level Four Financial, Llc	Dallas	TX	08/2020	Present
Level Four Advisory Services	Dallas	TX	12/2021	Present

08/2016 → 09/2016

Optimus Real Estate Brokers

Marietta, GA
10/2016 → 02/2017

Autobizbrokers, Inc.

Woodstock, GA
04/2017 → 08/2019

Ifs Securities

Atlanta, GA
08/2019 → 12/2019

Cabot Lodge Securities, Llc

Atlanta, GA
12/2019 → 08/2020

Nms Capital Advisors, Llc

Beverly Hills, CA
08/2020 → Present

Level Four Financial, Llc

Dallas, TX
12/2021 → Present

Level Four Advisory Services

Dallas, TX

Previous Registrations

2019-05-28 → 2019-12-11

Sb Advisory, Llc

Atlanta, GA

Other Businesses

1. DRIVE SMART SYSTEMS, INC., DRIVING SCHOOL, STARTED 5/13/2025, 5805 STATE BRIDGE ROAD, JOHNS CREEK, GA 30097, PROVIDE IN-VEHICLE DRIVING INSTRUCTION, DEVOTE APPROXIMATELY 80 HOURS PER MONTH OUTSIDE OF TRADING HOURS, NOT INVESTMENT RELATED. 2. CENTENNIAL VILLAGE HOMEHOWNERS ASSOCIATION, NON-PROFIT, NOT INVESTMENT RELATED, MEMBER OF BOARD OF DIRECTORS AND HOMEOWNER IN THE DEVELOPMENT, DEVOTE APPROXIMATELY 20 HOURS PER MONTH TO THIS ACTIVITY WITH 0 TIME DURING TRADING HOURS, STARTED 9/1/2022. 3. SVG LEGACY HOLDINGS, LLC, INDEPENDENT OWNER AND OPERATOR OF VALIDATOR NOTE SUPPORTING VITRUVEO BLOCKCHAIN, STARTED 5/28/2024, DEVOTE 16 HOURS PER MONTH AFTER TRADING HOURS, OWNER AND OPERATOR, NOT INVESTMENT RELATED, JOHNS CREEK, GA 30005.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-28
S63	Uniform Securities Agent State Law Examination	1998-09-18
S65	Uniform Investment Adviser Law Examination	1998-09-15

S66 Uniform Combined State Law Examination

2019-03-28
S63 Uniform Securities Agent State Law Examination

1998-09-18
S65 Uniform Investment Adviser Law Examination

1998-09-15

Other Names

Ernest Allan Smith

View on SEC IAPD