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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-04
  • PA RA
    APPROVED
    Since 2024-06-04

Branch Locations

1 Meridian Blvd Ste 3B01, Wyomissing, PA 19610 • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Reading, PA • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-06
CA RA APPROVED 2019-01-10
  • PA RA
    APPROVED
    Since 2024-05-06
  • CA RA
    APPROVED
    Since 2019-01-10

Branch Locations

Reading, PA • United States

1 Meridian Blvd Ste 3B01 [Support Center], Wyomissing, PA 19610 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-12
S63 Uniform Securities Agent State Law Examination 1998-07-22
  • S65 Uniform Investment Adviser Law Examination
    2005-09-12
  • S63 Uniform Securities Agent State Law Examination
    1998-07-22

View on SEC IAPD

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