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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
Branch Locations
2215 Wimbleton Ct, Colorado Springs, CO 80920 • United States
Miami Shores, FL • United States
Miami Shores, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Miami | FL | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| American Portfolios Financial Services, Inc. | Miami Shores | FL | 09/2016 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 01/2025 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 01/2025 |
| Osaic Advisory Services | Atlanta | GA | 10/2024 | 01/2025 |
| Ausdal Financial Partners, Inc | Davenport | IA | 01/2025 | Present |
INSIGNIA WEALTH MANAGEMENT; INVESTMENT RELATED; MIAMI SHORES, FL; DBA FOR INVESTMENT PRACTICE; OWNER; ACTIVITY BEGAN 1/2025; I DEVOTE APPX 160 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; LLC DEVELOPED FOR INVESTMENT BUSINESS. 1TPTR INC.; INVESTMENT RELATED; ONLINE; MEMBER; ACTIVITY BEGAN IN 2022; I DEVOTE 30 HOURS PER MONTH TO THIS ACTIVITY WITH APPX 28 OF THOSE HOURS DURING TRADING HOURS; EDUCATIONAL COMMUNITY OF TRADERS THAT SHARE IDEAS AND RESEARCH. OUTSIDE INSURANCE SALES; INVESTMENT RELATED; MIAMI SHORES, FL; AGENT; ACTIVITY BEGAN IN 1998; I DEVOTE VERY LITTLE TO NO TIME TO THIS ACTIVITY; AS NEEDED WHEN A CLIENT REQUESTS INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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