Best Investors Account Sign in
Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
  • FL RA
    APPROVED
    Since 2025-01-06

Branch Locations

2215 Wimbleton Ct, Colorado Springs, CO 80920 • United States

Miami Shores, FL • United States

Miami Shores, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Miami FL 06/2009 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
American Portfolios Financial Services, Inc. Miami Shores FL 09/2016 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 01/2025
Osaic Wealth, Inc. Scottsdale AZ 10/2024 01/2025
Osaic Advisory Services Atlanta GA 10/2024 01/2025
Ausdal Financial Partners, Inc Davenport IA 01/2025 Present
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Miami, FL
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 10/2024
    American Portfolios Financial Services, Inc.
    Miami Shores, FL
  • 10/2024 → 01/2025
    Scottsdale, AZ
  • 10/2024 → 01/2025
    Scottsdale, AZ
  • 10/2024 → 01/2025
    Osaic Advisory Services
    Atlanta, GA
  • 01/2025 → Present
    Davenport, IA
Previous Registrations
  • 2024-10-14 → 2025-01-07
    Miami Shores, FL
    Atlanta, GA
  • 2024-10-11 → 2024-10-11
    Scottsdale, AZ
    Miami Shores, FL
    Palm Beach Gardens, FL
  • 2017-01-10 → 2024-10-11
    American Portfolios Advisors, Inc
    Miam Shores, FL
    Miami Shores, FL
    Holbrook, NY
  • 2009-06-01 → 2016-08-22
    Miami, FL
    Miami, FL
    Miami Beach, FL
  • 2009-05-04 → 2009-06-01
    Morgan Stanley & Co. Llc
    Miami, FL
  • 2004-08-05 → 2009-04-29
    Morgan Keegan & Company, Llc
    Coral Gables, FL
    North Miami Beach, FL
  • 2003-03-28 → 2004-08-05
    Union Planters Investment Advisors, Inc.
    North Miami Beach, FL
Other Businesses

INSIGNIA WEALTH MANAGEMENT; INVESTMENT RELATED; MIAMI SHORES, FL; DBA FOR INVESTMENT PRACTICE; OWNER; ACTIVITY BEGAN 1/2025; I DEVOTE APPX 160 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; LLC DEVELOPED FOR INVESTMENT BUSINESS. 1TPTR INC.; INVESTMENT RELATED; ONLINE; MEMBER; ACTIVITY BEGAN IN 2022; I DEVOTE 30 HOURS PER MONTH TO THIS ACTIVITY WITH APPX 28 OF THOSE HOURS DURING TRADING HOURS; EDUCATIONAL COMMUNITY OF TRADERS THAT SHARE IDEAS AND RESEARCH. OUTSIDE INSURANCE SALES; INVESTMENT RELATED; MIAMI SHORES, FL; AGENT; ACTIVITY BEGAN IN 1998; I DEVOTE VERY LITTLE TO NO TIME TO THIS ACTIVITY; AS NEEDED WHEN A CLIENT REQUESTS INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-05
S63 Uniform Securities Agent State Law Examination 1998-08-07
  • S65 Uniform Investment Adviser Law Examination
    2001-07-05
  • S63 Uniform Securities Agent State Law Examination
    1998-08-07

View on SEC IAPD

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor