Bradley Burt Livingstone

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-09-16

TX RA
APPROVED

Since 2020-09-16

Branch Locations

Lucas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Plano	TX	08/2016	11/2016
Wells Fargo Clearing Services, Llc	Plano	TX	11/2016	09/2020
Independent Financial Group	Richardson	TX	09/2020	Present

08/2016 → 11/2016

Wells Fargo Advisors Llc

Plano, TX
11/2016 → 09/2020

Wells Fargo Clearing Services, Llc

Plano, TX
09/2020 → Present

Independent Financial Group

Richardson, TX

Previous Registrations

2016-08-19 → 2020-09-17

Wells Fargo Clearing Services, Llc

Plano, TX
2011-03-11 → 2016-08-30

Ubs Financial Services Inc.

Plano, TX
2009-06-01 → 2011-03-21

Morgan Stanley

Dallas, TX
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Dallas, TX
2004-09-29 → 2007-04-02

Morgan Stanley Dw Inc.

Dallas, TX

Dallas, TX
2003-07-07 → 2004-10-04

Citigroup Global Markets Inc.

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-03
S63	Uniform Securities Agent State Law Examination	1998-07-31

S65 Uniform Investment Adviser Law Examination

2003-07-03
S63 Uniform Securities Agent State Law Examination

1998-07-31

View on SEC IAPD