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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2002-09-24
  • UT RA
    APPROVED
    Since 2002-09-24

Branch Locations

South Weber, UT • United States

4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2002 Present
Previous Registrations
  • 2002-01-10 → 2002-10-01
    Signator Investors, Inc.
    Salt Lake City , UT
Other Businesses

1. Fixed Insurance Sales, Conducted At Branch, Investment Related. 2. Sterling Financial Group, member of private entity created as operating company for securities business, Conducted At Branch, Investment Related. 3. PNM, Inc., Sole Owner and Member of private entity created as operating company for securities business, Conducted At Branch, Investment Related. 4. Mathewson Window Cleaning, Owner of sole proprietorship with sub-contracted labor of window washing business, Not conducted At branch, Not investment Related. 5. Princess Holdings LLC, Assistant to owner to help with property management, Not Conducted At Branch, Not Investment Related. 6. Co-owner, 311 W 5300, LLC; an entity created for the purpose of buying and managing residential real estate at 311 W 5300 S, Washington Terrace, UT 84405, as of 11/26/2024; 0% time spent during business hours; Not conducted at branch; Investment related. 7. Co-owner, Sunrise View St. George, LLC; an entity created for the purpose of owning real estate at 8146 S 2475 E South Weber, UT 84405, as of 08/2021; 0% time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-22
  • S63 Uniform Securities Agent State Law Examination
    1998-07-22

View on SEC IAPD

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