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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2002-09-24 |
Branch Locations
South Weber, UT • United States
4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2002 | Present |
1. Fixed Insurance Sales, Conducted At Branch, Investment Related. 2. Sterling Financial Group, member of private entity created as operating company for securities business, Conducted At Branch, Investment Related. 3. PNM, Inc., Sole Owner and Member of private entity created as operating company for securities business, Conducted At Branch, Investment Related. 4. Mathewson Window Cleaning, Owner of sole proprietorship with sub-contracted labor of window washing business, Not conducted At branch, Not investment Related. 5. Princess Holdings LLC, Assistant to owner to help with property management, Not Conducted At Branch, Not Investment Related. 6. Co-owner, 311 W 5300, LLC; an entity created for the purpose of buying and managing residential real estate at 311 W 5300 S, Washington Terrace, UT 84405, as of 11/26/2024; 0% time spent during business hours; Not conducted at branch; Investment related. 7. Co-owner, Sunrise View St. George, LLC; an entity created for the purpose of owning real estate at 8146 S 2475 E South Weber, UT 84405, as of 08/2021; 0% time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-22 |
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