Paiwei Lee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-05-19 → 2013-09-03
  Walnut Street Securities, Inc.
  Alameda, CA
  Roseville, CA
  St Louis, MO
• 2002-01-02 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  New York, NY

Other Businesses

1.) FLIGHT ATTENDANT FOR UNITED AIRLINES - IN-FLIGHT SERVICE - NON INVESTMENT RELATED - 10 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 10/2007 2.) OWNER OF RENTAL PROPERTIES 0 HOURS WEEKLY, START DATE 1/2009

Exams

• S66 Uniform Combined State Law Examination
  2002-05-20
• S63 Uniform Securities Agent State Law Examination
  1998-08-07

Other Names

• Paiwei Lee
• Christopher Lee