Best Investors
Account
Sign in
Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2004 | Present |
1. Selling fixed insurance, as of 08/23/2006, 12% of time spent during business hours, conducted at branch, investment related. 2. D.G. Rimari, LLC, sole member of a private entity created as operating company for securities business, as of 2008, 100% of time spent during business hours, conducted at branch, investment related. 3. Presenter with Lawrence, MA Charter Schools teaching financial literacy; Located in Lawrence, MA; As of 05/27/2025; 1% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-18 |
Reach out to this advisor