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12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-02-14 |
| MO | RA | APPROVED | 2022-02-14 |
Branch Locations
13200 Metcalf Ave. Suite 105, Overland Park, KS 66213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities, Llc | Overland Park | KS | 01/2014 | 12/2016 |
| Scout Financial Group, Llc | Overland Park | KS | 08/2015 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 01/2017 | 06/2018 |
| Scout Wealth Management, Llc | Shawnee | KS | 06/2018 | 02/2022 |
| Smitka & Associates, Llc | Shawnee | KS | 03/2011 | Present |
| Client One Securities Llc | Shawnee | KS | 02/2014 | 12/2016 |
| Financial & Tax Architects, Inc. | St Louis | MO | 02/2022 | Present |
1. SCOUT FINANCIAL GROUP. 12304 JOHNSON DR. SHAWNEE, KS 66216. NOT INVESTMENT RELATED. START DATE 08/2015. Managing Member. Holding Real Estate. 2. Smitka & Associates, LLC; 12304 Johnson Dr. Shawnee, KS 66216; Investment Related; Start date 03/2011; Approx. 20 hours per week; Owner/Insurance Agent; Fixed Insurance Sales. 3. ADVISORMAX, LLC; NOT INVESTMENT-RELATED; ST. LOUIS, MO; FIELD MARKETING ORGANIZATION; CONSULTANT; APPROX 50 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2013-07-05 |
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