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Brian Patrick Pugh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Wayne, PA

Villanova, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2016-04-18
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 2009-08-17
  • DE RA
    APPROVED
    Since 2016-04-18
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2009-08-17

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

724 W Lancaster Ave, Wayne, PA 19087 • United States

Villanova, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover DE 09/1998 Present
Bank Of America, N.A. Dover DE 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-23
  • S66 Uniform Combined State Law Examination
    2005-06-23

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
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