Richard Harvey Hiatt

Current Employers

Employment History

• 03/2000 → Present
  Focused Investments Llc
  Chicago, IL
• 12/2006 → 01/2025
  Wayne Hummer Investments L.L.C.
  Pontiac, IL
• 01/2025 → Present
  Lpl Financial Llc
  Pontiac, IL

Previous Registrations

• 2006-04-10 → 2025-01-23
  Wintrust Investments Llc
  Pontiac, IL
  Pontiac, IL
  Chicago, IL
  Chicago, IL
• 2002-01-02 → 2006-12-31
  Great Lakes Advisors, Llc
  Pontiac, IL

Other Businesses

1.11/12/2024; Hiatt Financial Services, LLC; Tax Prep/Accounting/CPA; Investment Related; Pontiace,IL; Start Date 11/11/2024; 3hrs/mth; 3hrs during trading 2.11/12/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hiatt Financial Services; Investment Related; at Reported Business Location(s); Start Date 03/01/2000; 160hrs/mth; 160hrs during trading 3.11/12/2024; Hiatt Enterprises, LLC; Other; Investment Related; at Reported Business Location(s); Start Date 09/01/1998; 20hrs/mth; 10hrs during trading 4.11/15/2024; American Society of Farm Managers and Rural Appraisers; Non-Profit Board Member; Not Investment Related; Glendale,CO; Start Date 10/01/2022; 3hrs/mth; 2hrs during trading 5.11/15/2024; Perring Family Testamentary Trust; Act in a Fiduciary Capacity; Not Investment Related; Pontiac,IL; Start Date 10/21/2003; 2hrs/mth; 1hrs during trading 6.11/15/2024; Madalyn Miller Wood Trust; Act in a Fiduciary Capacity; Not Investment Related; Pontiac,IL; Start Date 06/08/2023; 2hrs/mth; 2hrs during trading 7.06/10/2026; Ross Mattis Properties, LLC; For-Profit Board Member; Not Investment Related; Champaign,IL; Start Date 10/18/2025; 2hrs/mth; 0hrs during trading 8.06/10/2026; Brentwood Square Partners, LLC; For-Profit Board Member; Not Investment Related; Champaign,IL; Start Date 10/18/2025; 2hrs/mth; 0hrs during trading 9.07/27/2026; Sandra C McAvoy Estate; Act in a Fiduciary Capacity; Not Investment Related; Pontiac,IL; Start Date 03/18/2026; 10hrs/mth; 2hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-30
• S63 Uniform Securities Agent State Law Examination
  1998-07-06