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Simon Quick Advisors, LLC CRD 132330
$9.01B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
360 Mt. Kemble Ave, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon | Dallas | TX | 02/2013 | 05/2020 |
| Northern Trust Bank | Dallas | TX | 05/2020 | 05/2025 |
| Northern Trust Securities, Inc. | Dallas | TX | 05/2020 | 05/2025 |
| Simon Quick Advisors, Llc | Dallas | TX | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-07 |
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