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Alfonso Ariel Holguin

Osaic Wealth, Inc.

El Paso, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

6006 N Mesa St Ste 901, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2010 10/2020
Securities America, Inc. El Paso TX 11/2020 06/2024
Securities America Advisors El Paso TX 11/2020 06/2024
Osaic Wealth, Inc. El Paso TX 06/2024 Present
Osaic Wealth, Inc. El Paso TX 06/2024 Present
  • 05/2010 → 10/2020
    St. Louis, MO
  • 11/2020 → 06/2024
    Securities America, Inc.
    El Paso, TX
  • 11/2020 → 06/2024
    Securities America Advisors
    El Paso, TX
  • 06/2024 → Present
    El Paso, TX
  • 06/2024 → Present
    El Paso, TX
Previous Registrations
  • 2020-11-13 → 2024-06-14
    Securities America Advisors, Inc.
    El Paso, TX
  • 2010-05-10 → 2020-10-02
    El Paso, TX
    St Louis, MO
  • 2005-03-11 → 2010-01-13
    Wells Fargo Investments, Llc
    Las Cruces, NM
    El Paso, TX
    El Paso, TX
    El Paso, TX
  • 2001-01-29 → 2004-08-11
    El Paso, TX
Other Businesses

1. GENERAL LINES AGENT POSITION: General Lines Agent NATURE: General Lines Agent for the state of TX INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 25 START DATE: 11/16/2020 ADDRESS: 6006 N Mesa St, Ste 901, EL PASO TX 79912, United States DESCRIPTION: Provide Insurance services through Securities America

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-26
S63 Uniform Securities Agent State Law Examination 1998-08-19
  • S66 Uniform Combined State Law Examination
    2001-01-26
  • S63 Uniform Securities Agent State Law Examination
    1998-08-19
Other Names
  • Alfonso Ariel Holquin

View on SEC IAPD

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