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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-05-10 |
| CO | RA | APPROVED | 2024-04-18 |
| GA | RA | APPROVED | 2023-09-28 |
| NJ | RA | APPROVED | 2023-06-19 |
| FL | RA | APPROVED | 2022-03-08 |
| NM | RA | APPROVED | 2020-06-15 |
| VA | RA | APPROVED | 2019-10-02 |
| IL | RA | APPROVED | 2018-06-11 |
| TX | RA | APPROVED | 2012-01-11 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
3305 Northland Dr. Suite 414, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Momentum Independent Network Inc. | Austin | TX | 09/2011 | Present |
1) Knights of the Symphony; Non-investment related, Austin TX, Support organization for the Austin Symphony, Director and Treasurer, Started January 2023; 4 hrs/mo, 2 hrs/mo during business hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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