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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-13
TX RA APPROVED_RES 2022-12-13
  • MA RA
    APPROVED
    Since 2022-12-13
  • TX RA
    APPROVED_RES
    Since 2022-12-13

Branch Locations

801 West Main St. Ste. 101, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella And Co., Inc Boston MA 09/2009 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella And Co., Inc Malden MA 09/2009 06/2023
  • 09/2009 → 12/2022
    Cantella And Co., Inc
    Boston, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2009 → 06/2023
    Cantella And Co., Inc
    Malden, MA
Previous Registrations
  • 2009-09-15 → 2023-06-01
    Cantella & Co., Inc.
    Hyannis, MA
    Malden, MA
    Hyannis, MA
    Malden, MA
    Malden, MA
  • 2001-03-18 → 2009-08-31
    Hyannis, MA
    Hyannis, MA
  • 2001-03-28 → 2004-10-28
    The Capital Group, Inc.
    Hyannis, MA
Other Businesses

1) COLLEGE PLANNING CAPE COD, 801 WEST MAIN ST, HYANNIS, MA, 08/2009, COLLEGE PLANNER, EDUCATIONAL, NIR, 20 HR/MO, 6 HR/MO TRADING. 2) JOHN M BUTLER INSURANCE DBA, 801 WEST MAIN ST, HYANNIS, MA, 09/1997, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 6 HR/MO, 4 HR/MO TRADING. 3) BUTLER FINANCIAL SERVICES INC, 801 WEST MAIN ST, HYANNIS, MA, 09/2009, IAR, DBA Name, INV REL, 150 HR/MO, 120 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-15
S63 Uniform Securities Agent State Law Examination 1998-07-08
  • S65 Uniform Investment Adviser Law Examination
    2000-09-15
  • S63 Uniform Securities Agent State Law Examination
    1998-07-08

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