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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-18 |
| TX | RA | APPROVED_RES | 2025-02-18 |
Branch Locations
888 Veterans Memorial Highway Suite 220, Hauppauge, NY 11788 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Smithtown | NY | 08/2012 | 02/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2025 | Present |
| Cetera Investment Advisers Llc | Smithtown | NY | 01/2025 | Present |
1. FDM EQUITIES, FOR TAX PURPOSES - PERSONAL TRADES, 100% OWNER, 0-2/HRS/WK. 2. FDM WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS, 100% OWNER. 3. OWNER OF TWO RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
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