Frank Daniel Mezzanotte

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 02/2025
  Lpl Financial Llc
  Smithtown, NY
• 01/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Smithtown, NY

Previous Registrations

• 2015-09-02 → 2025-02-21
  Lpl Financial Llc
  Melville, NY
  Fort Mill, SC
  Smithtown, NY
  Garden City, NY
  San Antonio, TX
  Houston, TX
  Oklahoma City, OK
  Smithtown, NY
  Jericho, NY
  Brownsville, TX

Other Businesses

1. FDM EQUITIES, FOR TAX PURPOSES - PERSONAL TRADES, 100% OWNER, 0-2/HRS/WK. 2. FDM WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS, 100% OWNER. 3. OWNER OF TWO RENTAL PROPERTIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-27
• S63 Uniform Securities Agent State Law Examination
  1998-08-25