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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-12 |
| TX | RA | APPROVED | 2024-04-12 |
Branch Locations
701 Lake St E Ste 290, Wayzata, MN 55391 • United States
Plymouth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Minneapolis | MN | 08/2006 | 04/2024 |
| Ameriprise Financial Services Llc | Wayzata | MN | 04/2024 | Present |
Outside Employment; City of Plymouth; I am an on-call Firefighter for the Plymouth Fire Department; I am an on-call Firefighter for the Plymouth Fire Department; 3400 Plymouth Blvd, , Plymouth , MN, 55447; Not Investment-Related; 11/06/2016; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-14 |
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