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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gilbert | AZ | 10/2009 | Present |
| Bank Of America, N.A. | Houston | TX | 05/2011 | Present |
I*415226, Name of OBA:Redfield Investment LLC Address: Queen Creek, AZ Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 9/27/2019 No Hours: 2 Monthly No Hours during trading: 0 Duties: this is to handle rental property at 4163 E Redfield Ave
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-14 |
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