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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-21 |
| TX | RA | APPROVED | 2019-06-21 |
Branch Locations
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
727 W Hargett Street Suite 211, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 12/1997 | Present |
| Bank Of America, N.A. | Raleigh | NC | 07/2011 | Present |
1) Name: FHJ Properties, LLC Position: Owner Nature: Real Estate Investment Related: Yes Hours: 3 Securities Trading Hours: 0 Start Date: 11/23/2021 Address: 727 W. Hargett St, Suite 107, Raleigh NC 27603, United States Description: Rent collection, general maintenance, bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-08 |
| S66 | Uniform Combined State Law Examination | 1999-01-30 |
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