Edward William Galvin

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-01

TX RA
APPROVED

Since 2017-11-01

Branch Locations

Westwood, MA • United States

One International Place Suite 2810, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Boston	MA	05/2016	Present

05/2016 → Present

Raymond James & Associates

Boston, MA

Previous Registrations

2009-06-01 → 2016-06-03

Morgan Stanley

Boston, MA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Boston, MA
2007-02-23 → 2007-04-02

Morgan Stanley Dw Inc.

Boston, MA
2003-07-01 → 2005-09-15

Td Ameritrade, Inc.

New York, NY

Other Businesses

Westwood Youth Hockey Address: Westwood, MA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 06/01/2018 Hours per month devoted to this business: 12 Hours per month devoted to this business during trading hours: 0 Description of duties: I will be the President of the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-24
S63	Uniform Securities Agent State Law Examination	1999-02-16

S66 Uniform Combined State Law Examination

2003-06-24
S63 Uniform Securities Agent State Law Examination

1999-02-16

View on SEC IAPD